Anti – Money Laundering (AML) Analyst #JN -052021-64594

Tampa, Florida
Industry: Anti Money Laundering
Job Number: JN -052021-64594


  • AML QC Subcontractors needed for reviewing the quality and accuracy of the Financial Intelligence Unit (FIU)

 Essential Duties and Responsibilities:

  • As per client guidelines, conduct continuing reviews of AML alert and case investigations, including narratives, dispositions, and supporting documentation related to decisions to ensure all reviewed cases meet established quality standards.
  • Evaluate CDD/EDD data reflected in the cases being reviewed in order to ensure accurate and rational customer profiles.
  • Ensure that all cases are closed/filed in accordance with internal Service Level Agreements (SLA)
  • Maintain and update written procedures for assigned job responsibilities.
  • Function as a subject matter expert on AML-related issues and provide mentoring as needed.
  • Escalate and articulate relevant risks to the appropriate stakeholders.
  • Fundamental investment concepts, practices, and procedures used in the securities industry.
  • Principles of banking and finance and securities industry operations.
  • Analyzing activity documentation to identify irregular transactions.
  • Investigating compliance issues and irregularities.
  • Communicating clearly and effectively, both orally and in writing.
  • Identify problems, collect data, establish facts, and draw valid conclusions.
  • Research and analyze large amounts of data, interpret higher risk attributes (transactional, geographical, product/service, customer type, etc.), and validate case dispositions appropriately.

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